🕷️ Crawler Inspector

  You Are Entering ark-funds.com Please read this page before proceeding, as it explains certain restrictions imposed by law on the distribution of this information and the countries in which the funds are authorized for sale. By proceeding, you are confirming you understand that ARK Investment Management LLC or its affiliates (collectively, “ARK”), makes no representation that the content of the website is appropriate for use in all locations, or that the transactions, securities, products, instruments or services discussed at this website are available or appropriate for sale or use in all jurisdictions or countries, or by all investors or counterparties. This section of the website is operated by ARK, and is only directed at U.S. investors or those otherwise authorized to conduct investment business in the U.S. Persons resident in territories other than the United States should not access this website. It is your responsibility to be aware of and to observe all applicable laws and regulations of any relevant jurisdiction. Certain of the funds and advisory products and services referenced on this website may be managed or offered/provided by affiliates of ARK. Additionally, certain of the funds described in the following pages may be marketed in certain jurisdictions only. Any entity forwarding the material or information contained on this website, which is produced by ARK in the United States, to other parties takes full responsibility for ensuring compliance with applicable securities laws in connection with its distribution. This website only includes information on those funds that are registered for sale in the United States. By accessing this website, you are confirming that you agree to the Terms and Conditions of this website and that you are resident in the United States or those otherwise authorized to conduct investment business in the U.S. The contents of this website have been prepared for informational purposes only without regard to the investment objectives, financial situation, or means of any particular person or entity, and ARK is not soliciting any action based upon them. No information included on this website is to be construed as investment advice or as a recommendation or a representation about the suitability or appropriateness of any fund; or an offer to buy or sell, or the solicitation of an offer to buy or sell, any security, financial product, or instrument; or to participate in any particular trading strategy. ARK recommends that you seek independent financial and tax advice before making any investment decisions. Investment in any of the funds described in this website should only be made on the basis of the terms and conditions of the most recent applicable offering documents (including any relevant supplements). All material has been obtained from sources believed to be reliable, but its accuracy is not guaranteed. Some of the content on this website may contain certain statements that may be deemed forward-looking statements. Please note that any such statements are not guarantees of any future performance and actual results or developments may differ materially from those projected. From time to time, ARK may also make additional features available to users on this website on such terms and conditions as may be set forth in a modification to this Agreement or otherwise on the ARK website. The ARK ETF Trust Thematic Actively Managed ETF’s are distributed by Foreside Fund Services, LLC (“Foreside“), which is not affiliated with ARK Investment Management LLC. Check the background of Foreside on FINRA’s BrokerCheck. You should carefully consider the investment objective, risks, charges and expenses of a Fund before investing. A Fund’s prospectus and summary prospectus contain this and other important information about a Fund, which can be obtained by clicking the corresponding link or dialing the indicated phone number herein. Please read the appropriate prospectus carefully before investing. GENERAL RISK FACTORS You should be aware that past performance is not a reliable indicator of future performance. Please note that the price of units or shares and the income from them can fall as well as rise and you may not get back the amount originally invested. Income receivable may vary from the amount of income projected at the time of making the investment. Exchange rate fluctuations may affect the value of an investment and any income derived from it. If you exercise any right to redeem, you may not get back the amount initially invested if the unit or share price has fallen since you invested. Deductions for charges and expenses, particularly the initial charge (if any), are not made uniformly throughout the life of the investment, so if you redeem out of the investment during the early years, you may not get back the amount invested. There can be no guarantee that the tax position or proposed tax position prevailing at the time of an investment will not change. Dividends and capital gains on securities issued in the relevant funds may be subject to withholding taxes imposed by the countries in which each particular fund invests. The offering documents for the investment funds contain important information summarizing the relevant risk factors pertaining to the investment or relevant funds. Please note, however, that no summary of risk factors is exhaustive, and there may be other risks that could affect your investment. For your own benefit and protection you should read the most recent offering documents (including any relevant supplements) carefully before investing. If you do not understand any point please ask for further information. The information provided on this website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation, or which would subject any of the funds described herein, ARK (including its affiliates) or any of their products or services to any registration, licensing or other authorization requirement within such jurisdiction or country. Nothing on this website shall be considered a solicitation to buy or sell a security, product or service (including advisory service) to any person. HYPERLINKS ARK does not recommend or endorse and accepts no responsibility for the content of any website not operated by ARK which you may visit by following a link from this website. You acknowledge and agree that neither ARK nor any of its affiliates is responsible for the availability of such third-party websites or resources, does not endorse, approve, investigate or verify, and is not responsible or liable for any content, advertising, products, or other materials on or available from such websites or resources. You further agree that neither ARK nor any of its affiliates shall be responsible or liable, directly or indirectly, for any damage or loss caused or alleged to be caused by or in connection with use of or reliance on any such content, products or services available on such external websites or resources. These links are provided as a convenience and solely for informational purposes. ARK is not making any recommendation to invest in, purchase, or sell any securities or other products or services offered on the linked websites, nor has ARK sought to verify or confirm the information contained in the linked websites. Accordingly, ARK disclaims any responsibility for the linked websites. No other website, without the prior written permission of ARK, is authorized to link to any part of this website. COOKIES ARK uses cookies for collecting user information from certain pages of this website. A cookie is a file that is stored on the hard disk of a computer by the web browser on a computer. It contains information sent by the website that a user has visited. A cookie identifies users and can store information about them and their use of a website. ARK uses cookies to keep track of user activity, which allows ARK to identify which areas of the website are more interesting to the users so that improvements can be made to this website. ARK expressly reserves the right to monitor any use of this website. I confirm that I have read and accept the Terms and Conditions of using this website and that I am based in the United States or those otherwise authorized to conduct investment business in the United States. Cancel I Agree Loading... [Skip to main content](https://www.ark-funds.com/funds/arkk#main) Big Ideas 2026: The Investment Opportunity Report Is Here\! The Investment Opportunity Report 2026\! [Access Now](https://www.ark-funds.com/investment-opportunity-report-2026) ✕ Looking For Our European Funds? [Click Here](https://europe.ark-funds.com/) [](https://www.ark-funds.com/) Show menu ETFs Venture Fund Private Funds Resources [About](https://www.ark-funds.com/about) [How To Invest](https://www.ark-funds.com/how-to-invest) [About](https://www.ark-funds.com/about) [How To Invest](https://www.ark-funds.com/how-to-invest)  ### Select Your Region CONTINUE TO U.S. SITE [VISIT EUROPEAN SITE](https://rizeetf.com/) ![]() ![]() # ARKK ARK Innovation ETF [How To Invest](https://www.ark-funds.com/how-to-invest-in-ark-etfs) Share Class [ Fund Overview](https://www.ark-funds.com/funds/arkk#overview) [ Performance](https://www.ark-funds.com/funds/arkk#performance) [ Holdings](https://www.ark-funds.com/funds/arkk#hold) [ Fund Documents](https://www.ark-funds.com/funds/arkk#fdocs) [Fact Sheet](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/bc2a9b61-f706-4e3c-b868-fd62563335c9/ARKK%20Fact%20Sheet.pdf) [Summary Prospectus](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/43f4ba54-a65f-44d9-b18c-c911a1d6e3e4/ARK%20Innovation%20ETF%20Summary%20Prospectus.pdf) - [Overview](https://www.ark-funds.com/funds/arkk#overview) - [Performance](https://www.ark-funds.com/funds/arkk#performance) - [Holdings](https://www.ark-funds.com/funds/arkk#hold) - [Fund Documents](https://www.ark-funds.com/funds/arkk#fdocs) - [Premium/Discount](https://www.ark-funds.com/funds/arkk#premium_discount) ## Overview ###### Fund Objective ARKK is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital by investing under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the Fund’s investment theme of disruptive innovation. ###### Fund Description ARK defines ‘‘disruptive innovation’’ as the introduction of a technologically enabled new product or service that potentially changes the way the world works. Companies within ARKK include those that rely on or benefit from the development of new products or services, technological improvements and advancements in scientific research relating to the areas of: - Intelligent Devices - Autonomous Mobility - Precision Therapies - Neural Networks - Next Gen Cloud - Digital Wallets - Digital Assets - Smart Contracts - Multiomic Technologies ### Fees **SHAREHOLDER FEES** None **ANNUAL FUND OPERATING EXPENSES** - MANAGEMENT FEE 0\.75% - DISTRIBUTION AND/OR SERVICE (12B-1) FEES 0\.00% - OTHER EXPENSES 0\.00% - ACQUIRED FUND EXPENSES 0\.00% **TOTAL FEES** 0\.75% [More Information (See Prospectus)](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/43f4ba54-a65f-44d9-b18c-c911a1d6e3e4/ARK%20Innovation%20ETF%20Summary%20Prospectus.pdf) ### Fund Details As of 02/28/2026 Watch Video  - TICKER ARKK - NET ASSETS \$6,516 Million - TYPE Active Equity ETF - CUSIP 00214Q104 - ISIN US00214Q1040 - PRIMARY EXCHANGE Cboe BZX - INCEPTION DATE 10/31/2014 - EXPENSE RATIO 0\.75% - TYPICAL NUMBER OF HOLDINGS 35-55 - WEIGHTED AVG. MARKET CAP. \$410 Billion - MEDIAN MARKET CAP. \$20 Billion - ADVISOR ARK Investment Management LLC - SALES SERVICES American Beacon Partners - FUND DISTRIBUTOR Foreside Fund Services LLC ## NAV Historical Change As of 04/02/2026 Created with Highcharts 9.2.1 2016 2018 2020 2022 2024 2026 2015 2020 2025 \$30 \$60 \$90 \$120 \$150 \$0 \$10 \$20 \$40 \$50 \$70 \$80 \$100 \$110 \$130 \$140 \$160 \$170 Zoom 1m 3m 6m YTD 1y 3y 5y All ▾ Oct 27, 2014 → Apr 2, 2026 NAV and Market Price - NAV \$68.57 - NAV Change \$0.19 \| 0.27% - Median Bid/Ask Spread (30 Day) 0.01% - Market Price \$68.56 - Market Price Change \$0.16 \| 0.23% - Day’s Trading Volume 11,729,608 shares ## Performance ### ARKK Performance - [Annualized](https://www.ark-funds.com/funds/arkk#tab-annualized) - [Cumulative](https://www.ark-funds.com/funds/arkk#tab-cumulative) - [Calendar Year](https://www.ark-funds.com/funds/arkk#tab-calendar-year) From: Quarter-End**▾** - Quarter-End - Month-End As of 12/31/2025 | | | | | | | |---|---|---|---|---|---| | ARKK | 1 Year | 3 Years | 5 Years | 10 Years | Since Inception | | NAV | 35\.58% | 35\.09% | \-9.01% | 15\.02% | 13\.79% | | Market Price | 35\.49% | 35\.03% | \-9.03% | 15\.26% | 13\.79% | | | | | | | |---|---|---|---|---| | ARKK | 1 Months | 3 Months | YTD | Since Inception | | NAV | \-3.31% | \-10.45% | 35\.58% | 323\.30% | | Market Price | \-3.47% | \-10.87% | 35\.49% | 323\.27% | | | | | | | | |---|---|---|---|---|---| | ARKK | 2021 Year | 2022 Year | 2023 Year | 2024 Year | 2025 Year | | NAV | \-23.36% | \-66.99% | 67\.82% | 8\.36% | 35\.58% | | Market Price | \-23.38% | \-66.97% | 67\.64% | 8\.40% | 35\.49% | **Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when redeemed may be worth more or less than the original cost. Extraordinary performance is attributable in part due to unusually favorable market conditions and may not be repeated or consistently achieved in the future. The Fund’s most recent month-end performance can be found in the fund material section.** Returns for less than one year are not annualized. Net asset value (“NAV”) returns are based on the dollar value of a single share of the ETF, calculated using the value of the underlying assets of the ETF minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects the reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the ETF’s shares may differ significantly from their NAV during periods of market volatility. ### Top 10 Holdings As of 04/06/2026 [Full Holdings PDF](https://assets.ark-funds.com/fund-documents/funds-etf-pdf/ARK_INNOVATION_ETF_ARKK_HOLDINGS.pdf) [Full Holdings CSV](https://assets.ark-funds.com/fund-documents/funds-etf-csv/ARK_INNOVATION_ETF_ARKK_HOLDINGS.csv) ' ' ' ' ' ' ' ' ' ' Search: | Ticker | Name | Market Value | Weight (%) | |---|---|---|---| | TSLA | TESLA INC | \$599,061,869.40 | 9\.94% | | CRSP | CRISPR THERAPEUTICS AG | \$383,700,965.20 | 6\.37% | | TEM | TEMPUS AI INC-CL A | \$304,166,270.00 | 5\.05% | | SHOP | SHOPIFY INC - CLASS A | \$283,935,159.80 | 4\.71% | | COIN | COINBASE GLOBAL INC -CLASS A | \$256,934,524.60 | 4\.26% | | CRCL | CIRCLE INTERNET GROUP INC | \$253,739,002.30 | 4\.21% | | AMD | ADVANCED MICRO DEVICES | \$251,645,760.00 | 4\.18% | | HOOD | ROBINHOOD MARKETS INC - A | \$251,958,136.30 | 4\.18% | | ROKU | ROKU INC | \$244,205,959.20 | 4\.05% | | RBLX | ROBLOX CORP -CLASS A | \$222,388,305.80 | 3\.69% | Showing 1 to 10 of 10 entries ## Exposure Breakdowns - [Regions](https://www.ark-funds.com/funds/arkk#tab-regions) - [Market Capitalization](https://www.ark-funds.com/funds/arkk#tab-market-cap) As of 02/28/2026 Search: | Geographical Region | Weight *% of Market Value* | |---|---| | North America | 89\.32% | | Western Europe | 6\.99% | | Asia Pacific | 3\.70% | | Africa / Middle East | \- | Showing 1 to 4 of 4 entries Search: | Market Capitalization | Weight *% of Market Value* | |---|---| | Mega (\$100B+) | 32\.06% | | Large (\$10 - \$100B) | 34\.06% | | Medium (\$2 - \$10B) | 29\.37% | | Small (\$300M - \$2B) | 4\.19% | | Micro (\$50 - \$300M) | 0\.11% | Showing 1 to 5 of 5 entries Portfolio holdings and allocations are subject to change and should not be considered investment advice or a recommendation to buy, sell or hold any particular security. Know Your Fund Fund Documents Featured Documents Fact Sheet Investment Case Summary Prospectus Fund Holdings CSV Fund Holdings PDF [View All](https://www.ark-funds.com/download-fund-materials/) ## Premium/Discount ### Recent Premium/Discount As of 04/02/2026 | NAV | 4PM Mid-Point | Difference | Premium/Discount | |---|---|---|---| | \$68.57 | \$68.59 | \$0.02 | 0\.03% | Created with Highcharts 9.2.1 Premium/Discount Range (%) 2\. Apr \-2% \-1.5% \-1% \-0.5% 0% 0\.5% 1% 1\.5% 2% **Select time period** 2Q 2026**▾** - 2Q 2026 - 1Q 2026 - 4Q 2025 - 3Q 2025 - 2Q 2025 - 2025 1Y Historical Data Greatest Premium: 0.03% (04/02/2026) Greatest Discount: -0.02% (04/01/2026) Number of Days At - Premium: **1** - NAV: **0** - Discount: **1** Days Within Percent of NAV - Percent of Days ± 0.5% of NAV: **100\.00%** - Number of Days ± 0.5% of NAV: **2** The Premium/Discount chart shows the difference between the daily market price of the Fund’s shares and the Fund’s net asset value (“NAV”). The daily market price is calculated using the mid-point between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund’s NAV is calculated (usually 4:00 pm Eastern time). The vertical axis of the chart shows the premium or discount of the Mid-Point price as a percentage of the NAV. The horizontal axis shows the number of trading days covered by the chart, and each bar in the chart demonstrates how many days the Fund traded within the given premium/discount range. The data presented in the chart and table above represent past performance and cannot be used to predict future results. — **The principal risks of investing in the ARKK include: Equity Securities Risk.** The value of the equity securities the Fund holds may fall due to general market and economic conditions. **Foreign Securities Risk.** Investments in the securities of foreign issuers involve risks beyond those associated with investments in U.S. securities. Health Care Sector Risk. The health care sector may be adversely affected by government regulations and government health care programs. **Communications Sector Risk.** Companies is this sector may be adversely affected by potential obsolescence of products/services, pricing competition, research and development costs, substantial capital requirements and government regulation. **Information Technology Sector Risk.** Information technology companies face intense competition, both domestically and internationally, which may have an adverse effect on profit margins. Detailed information regarding the specific risks of ARKK ETF can be found in the prospectus. Additional risks of investing in ARKK include equity, market, management and non-diversification risks, as well as fluctuations in market value and NAV. An investment in an ETF is subject to risks and you can lose money on your investment in an ETF. There can be no assurance that the ETF will achieve its investment objective. The ETF’s portfolio is more volatile than broad market averages. Shares of ARKK are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns. [  Explore Our ETfs ARK believes innovation is key to growth. Our ETFs aim to offer access to companies in some of the most promising areas of the economy. Explore](https://www.ark-funds.com/our-etfs/) [  Help Center Investing in innovation starts with understanding it. Explore our Help Center to learn more and invest at the pace of innovation! Explore](https://helpcenter.ark-funds.com/en/arks-view-of-volatility) [](https://ark-funds.com/) ARK ETF Trust [Contact Us](https://www.ark-funds.com/contact-us-form/) Active ETFs - [ARKK](https://ark-funds.com/funds/arkk/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARKQ](https://ark-funds.com/funds/arkq/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARKW](https://ark-funds.com/funds/arkw/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARKG](https://ark-funds.com/funds/arkg/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARKF](https://ark-funds.com/funds/arkf/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARKX](https://ark-funds.com/funds/arkx/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) Sub-Advised ETFs - [ARKB](https://www.ark-funds.com/funds/arkb/) - [ARKD](https://www.ark-funds.com/funds/arkd) [ARKI](https://www.ark-funds.com/funds/arki) [ARKT](https://www.ark-funds.com/funds/arkt) Index ETFs - [IZRL](https://ark-funds.com/funds/izrl/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [PRNT](https://ark-funds.com/funds/prnt/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) - [ARK Venture](https://www.ark-funds.com/funds/arkvx) Fund Resources - [Fund Documents](https://ark-funds.com/download-fund-materials/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [ARK Trade Notifications](https://ark-funds.com/ark-trade-notifications/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [Help Center](https://helpcenter.ark-funds.com/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [What Are ETFs?](https://ark-funds.com/what-are-etfs/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [Investment Opportunity Report](https://www.ark-funds.com/investment-opportunity-report-2026) Research Center - [Articles](https://ark-funds.com/articles/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [Webinars](https://ark-funds.com/webinars/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [Videos](https://ark-funds.com/videos/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) Other - [About ARK](https://ark-funds.com/about/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [How To Invest](https://ark-funds.com/how-to-invest/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) [Subscribe To Updates](https://ark-funds.com/subscribe-to-etf-updates/?__hstc=181257784.12c72e1274dc26cc35c7cf6d165b24ec.1700059996893.1702037127242.1702041446905.332&__hssc=181257784.8.1702041446905&__hsfp=3048210833) ARK ETF Trust © 2021 - 2026 - [Privacy Policy](https://www.ark-funds.com/privacy/) [Cookie Policy](https://www.ark-funds.com/cookie-policy/) [Terms of Use](https://www.ark-funds.com/terms/) DISCLOSURE **Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investing. This and other information are contained in the ARK ETFs' prospectuses, which may be obtained by** [**clicking here**](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/45c82d88-eab5-498a-a23e-864f23263f12/ARK%20ETF%20Trust_2024_Prospectus.pdf)**. The prospectus should be read carefully before investing. An investment in an ARK ETF is subject to risks and you can lose money on your investment in an ARK ETF. There can be no assurance that the ARK ETFs will achieve their investment objectives. The ARK ETFs’ portfolios are more volatile than broad market averages. The ARK ETFs also have specific risks, which are described in the ARK ETFs' prospectuses.** Shares of the ARK ETFs may be bought or sold throughout the day at their market price on the exchange on which they are listed. The market price of an ARK ETF's shares may be at, above or below the ARK ETF’s net asset value ("NAV") and will fluctuate with changes in the NAV as well as supply and demand in the market for the shares. The market price of ARK ETF shares may differ significantly from their NAV during periods of market volatility. Shares of the ARK ETFs may only be redeemed directly with the ARK ETFs at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ARK ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ARK ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns. Not FDIC Insured – No Bank Guarantee – May Lose Value All statements made regarding companies, securities or other financial information on this site are strictly beliefs and points of view held by ARK Investment Management LLC and/or ARK ETF Trust and are subject to change without notice. Certain information on this site was obtained from sources that ARK believes to be reliable; however, ARK does not guarantee the accuracy or completeness of any information obtained from any third party. The information on this site is for informational purposes only and should not be considered as investment advice or a recommendation of any particular security, strategy or investment product. The information on this site is general in nature and should not be considered legal or tax advice. An investor should consult a financial professional, an attorney, or tax professional regarding the investor’s specific situation. Certain hyperlinks or referenced websites on this site may, for your convenience, forward you to third parties' websites, which generally are recognized by their top level domain name. Any descriptions of, references to, or links to other products, publications or services do not constitute an endorsement, authorization, sponsorship or affiliation with ARK with respect to any linked site or its sponsor, unless expressly stated by ARK. Any such information, products or sites have not necessarily been reviewed by ARK and are provided or maintained by third parties over whom ARK exercises no control. ARK expressly disclaims any responsibility for the content, the accuracy of the information, and/or the quality of products or services provided by or advertised on these third-party sites. ARK reserves the right to terminate any hyperlink or hyperlinking program at any time. ARK Investment Management LLC is the investment adviser to the ARK ETFs. Foreside Fund Services, LLC, distributor. © 2026. ARK ETF Trust. No part of this material may be reproduced in any form, or referred to in any other publication, without written permission. BEFORE INVESTING YOU SHOULD CAREFULLY CONSIDER THE FUND’S INVESTMENT OBJECTIVES, RISKS, CHARGES AND EXPENSES. THIS AND OTHER INFORMATION IS IN THE PROSPECTUS, A COPY OF WHICH MAY BE OBTAINED [HERE](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/5bef7b96-05f6-41c9-a95a-5888f80e7f62/ARK%20Venture%20Fund%20Prospectus%202025.pdf). PLEASE READ THE PROSPECTUS CAREFULLY BEFORE YOU INVEST. AN INDICATION OF INTEREST IN RESPONSE TO THIS ADVERTISEMENT WILL INVOLVE NO OBLIGATION OR COMMITMENT OF ANY KIND. The ARK Venture Fund invests in private, early-stage companies that may be considered highly speculative. As a result, an investment in the Fund involves substantial risks including risks associated with uncertainty regarding the valuations of private company investments, high rate of failure among the early-stage companies, and restricted liquidity in securities of such companies. Please note that all app screens shown are for illustrative purposes only, meant to give a sample of what a user might expect to see in the Titan and SoFi apps. No data is representative of actual results. The ARK Venture Fund will be distributed to RIAs, family offices, high net worth individuals and institutional investors through other distribution channels, but is available to retail investors on Titan or SoFi. Titan Global Capital Management USA LLC (“Titan”) is an investment adviser registered with the Securities and Exchange Commission (“SEC”). The fund is offered through SoFi Invest. SoFi Invest refers to the three investment and trading platforms operated by Social Finance, Inc. and its affiliates, SoFi Wealth LLC, an SEC-Registered Investment Adviser (“Sofi Wealth“) and SoFi Securities LLC, Member FINRA/SIPC, (“Sofi Securities). ARK is not affiliated with Titan or any SoFi entity. The ARK Venture Fund is a continuously-offered, non-diversified, registered closed-end fund with limited liquidity. You should not expect to be able to sell your Shares in the ARK Venture Fund other than through the Fund’s repurchase policy, regardless of how the Fund performs. The Fund’s Shares will not be listed on any securities exchange, and the Fund does not expect a secondary market in the Shares to develop. ARK Investment Management has entered into an agreement with Titan, where it pays a fee to Titan for the ARK Venture Fund (the “Fund”) to be made available on its platform. In addition, Foreside Fund Services LLC, the distributor of the Fund, may pay Titan a portion of the distribution and services fee it receives from the Fund. ARK Investment Management, Foreside Fund Services, and Titan are unrelated parties. There is no assurance that the Fund will meet its investment objective. The value of your investment in the Fund, as well as the amount of return you receive on your investment in the Fund, may fluctuate significantly. You may lose part or all of your investment in the Fund or your investment may not perform as well as other similar investments. Therefore, you should consider carefully the following risks before investing in the Fund. **Risks** **Communications Sector Risk**. The Fund will be more affected by the performance of the communications sector than a fund with less exposure to such sector. Cyber Security Risk. As the use of Internet technology has become more prevalent in the course of business, funds have become more susceptible to potential operational risks through breaches in cyber security. **Disruptive Innovation Risk**. Companies that the Adviser believes are capitalizing on disruptive innovation and developing technologies to displace older technologies or create new markets may not in fact do so. **Financial Technology Risk**. Companies that are developing financial technologies that seek to disrupt or displace established financial institutions generally face competition from much larger and more established firms. Next Generation Internet Companies Risk. The risks described below apply, in particular, to the Fund’s investment in Next Generation Internet Companies. Foreign Securities Risk. The Fund’s investments in foreign securities can be riskier than U.S. securities investments. Investments in the securities of foreign issuers (including investments in ADRs and GDRs) are subject to the risks associated with investing in those foreign markets, such as heightened risks of inflation or nationalization. The prices of foreign securities and the prices of U.S. securities have, at times, moved in opposite directions. In addition, securities of foreign issuers may lose value due to political, economic and geographic events affecting a foreign issuer or market. During periods of social, political or economic instability in a country or region, the value of a foreign security traded on U.S. exchanges could be affected by, among other things, increasing price volatility, illiquidity, or the closure of the primary market on which the security (or the security underlying the ADR or GDR) is traded. You may lose money due to political, economic and geographic events affecting a foreign issuer or market. The Fund normally will not hedge any foreign currency exposure. **Future Expected Genomic** **Business Risk**. The Adviser may invest some of the Fund’s assets in Genomics Revolution Companies that do not currently derive a substantial portion of their current revenues from genomic-focused businesses and there is no assurance that any company will do so in the future, which may adversely affect the ability of the Fund to achieve its investment objective. **Emerging Market Securities Risk**. Investment in securities of emerging market issuers may present risks that are greater than or different from those associated with securities of developed market issuers due to less developed and liquid markets and such factors as increased economic, political, regulatory, or other uncertainties. **Cryptocurrency Risk**. Cryptocurrencies (also referred to as “virtual currencies” and “digital currencies”) are digital assets designed to act as a medium of exchange. Cryptocurrency is an emerging asset class. There are thousands of cryptocurrencies, the most well-known of which is bitcoin. The Fund may have exposure to cryptocurrencies, such as bitcoin indirectly through an investment in the Bitcoin Investment Trust (“GBTC”), a privately offered, open-end investment vehicle that invests in bitcoin. **Health Care Sector Risk**. The health care sector may be affected by government regulations and government health care programs, restrictions on government reimbursement for medical expenses, increases or decreases in the cost of medical products and services and product liability claims, among other factors. **Leverage Risk**. The use of leverage can create risks. Leverage can increase market exposure, increase volatility in the Fund, magnify investment risks, and cause losses to be realized more quickly. **New Fund Risk**. There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board may determine to liquidate the Fund if it determines that liquidation is in the best interest of shareholders. **Non-Diversification Risk**. The Fund is classified as a “non-diversified” investment company under the 1940 Act. Therefore, the Fund may invest a relatively higher percentage of its assets in a relatively smaller number of issuers or may invest a larger proportion of its assets in a single issuer. As a result, the gains and losses on a single investment may have a greater impact on the Fund’s NAV and may make the Fund more volatile than more diversified funds. Certain hyperlinks or referenced websites on this site may, for your convenience, forward you to third parties’ websites, which generally are recognized by their top level domain name. Any descriptions of, references to, or links to other products, publications or services do not constitute an endorsement, authorization, sponsorship or affiliation with ARK with respect to any linked site or its sponsor, unless expressly stated by ARK. Any such information, products or sites have not necessarily been reviewed by ARK and are provided or maintained by third parties over whom ARK exercises no control. ARK expressly disclaims any responsibility for the content, the accuracy of the information, and/or the quality of products or services provided by or advertised on these third-party sites. ARK reserves the right to terminate any hyperlink or hyperlinking program at any time. ARK Investment Management LLC is the investment adviser to the ARK Venture Fund. Foreside Fund Services, LLC, distributor. © 2026. ARK Venture Fund. No part of this material may be reproduced in any form, or referred to in any other publication, without written permission. DISCLOSURE **Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF or the ARK Venture Fund before investing. This and other information are contained in the ARK Fund's prospectuses, which may be obtained by** [**clicking here**](https://assets.ark-funds.com/media-12243148-2a3e-4996-9763-260f93905eb9/45c82d88-eab5-498a-a23e-864f23263f12/ARK%20ETF%20Trust_2024_Prospectus.pdf)**. The prospectus should be read carefully before investing. An investment in an ARK Fund is subject to risks and you can lose money on your investment in an ARK Fund. There can be no assurance that the ARK Funds will achieve their investment objectives. The ARK Fund’s portfolios are more volatile than broad market averages. The ARK Funds also have specific risks, which are described in the ARK Fund’s prospectuses. An indication of interest in response to this advertisement will involve no obligation or commitment of any kind.** Shares of the ARK ETFs may be bought or sold throughout the day at their market price on the exchange on which they are listed. The market price of an ARK ETF's shares may be at, above or below the ARK ETF’s net asset value ("NAV") and will fluctuate with changes in the NAV as well as supply and demand in the market for the shares. The market price of ARK ETF shares may differ significantly from their NAV during periods of market volatility. Shares of the ARK ETFs may only be redeemed directly with the ARK ETFs at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ARK ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ARK ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns. Not FDIC Insured – No Bank Guarantee – May Lose Value All statements made regarding companies, securities or other financial information on this site are strictly beliefs and points of view held by ARK Investment Management LLC and/or ARK ETF Trust and are subject to change without notice. Certain information on this site was obtained from sources that ARK believes to be reliable; however, ARK does not guarantee the accuracy or completeness of any information obtained from any third party. The information on this site is for informational purposes only and should not be considered as investment advice or a recommendation of any particular security, strategy or investment product. The information on this site is general in nature and should not be considered legal or tax advice. An investor should consult a financial professional, an attorney, or tax professional regarding the investor’s specific situation. The ARK Venture Fund invests in private, early-stage companies that may be considered highly speculative. As a result, an investment in the Fund involves substantial risks including risks associated with uncertainty regarding the valuations of private company investments, high rate of failure among the early-stage companies, and restricted liquidity in securities of such companies. Please note that all app screens shown are for illustrative purposes only, meant to give a sample of what a user might expect to see in the Titan and SoFi apps. No data is representative of actual results. The ARK Venture Fund will be distributed to RIAs, family offices, high net worth individuals and institutional investors through other distribution channels, but is available to retail investors on Titan or SoFi. Titan Global Capital Management USA LLC (“Titan”) is an investment adviser registered with the Securities and Exchange Commission (“SEC”). The fund is offered through SoFi Invest. SoFi Invest refers to the three investment and trading platforms operated by Social Finance, Inc. and its affiliates, SoFi Wealth LLC, an SEC-Registered Investment Adviser (“Sofi Wealth“) and SoFi Securities LLC, Member FINRA/SIPC, (“Sofi Securities). ARK is not affiliated with Titan or any SoFi entity. The ARK Venture Fund is a continuously-offered, non-diversified, registered closed-end fund with limited liquidity. You should not expect to be able to sell your Shares in the ARK Venture Fund other than through the Fund’s repurchase policy, regardless of how the Fund performs. The Fund’s Shares will not be listed on any securities exchange, and the Fund does not expect a secondary market in the Shares to develop. ARK Investment Management has entered into an agreement with Titan, where it pays a fee to Titan for the ARK Venture Fund (the “Fund”) to be made available on its platform. In addition, Foreside Fund Services LLC, the distributor of the Fund, may pay Titan a portion of the distribution and services fee it receives from the Fund. ARK Investment Management, Foreside Fund Services, and Titan are unrelated parties. There is no assurance that the Funds will meet their investment objective. The value of your investment in any Fund, as well as the amount of return you receive on your investment in the Fund, may fluctuate significantly. You may lose part or all of your investment in the Funds or your investment may not perform as well as other similar investments. Therefore, you should consider carefully the following risks before investing in the Funds. Risks Specific to the ARK Venture Fund include but are not limited to: **Communications Sector Risk**. The Fund will be more affected by the performance of the communications sector than a fund with less exposure to such sector. Cyber Security Risk. As the use of Internet technology has become more prevalent in the course of business, funds have become more susceptible to potential operational risks through breaches in cyber security. **Disruptive Innovation Risk**. Companies that the Adviser believes are capitalizing on disruptive innovation and developing technologies to displace older technologies or create new markets may not in fact do so. **Financial Technology Risk**. Companies that are developing financial technologies that seek to disrupt or displace established financial institutions generally face competition from much larger and more established firms. Next Generation Internet Companies Risk. The risks described below apply, in particular, to the Fund’s investment in Next Generation Internet Companies. Foreign Securities Risk. The Fund’s investments in foreign securities can be riskier than U.S. securities investments. Investments in the securities of foreign issuers (including investments in ADRs and GDRs) are subject to the risks associated with investing in those foreign markets, such as heightened risks of inflation or nationalization. The prices of foreign securities and the prices of U.S. securities have, at times, moved in opposite directions. In addition, securities of foreign issuers may lose value due to political, economic and geographic events affecting a foreign issuer or market. During periods of social, political or economic instability in a country or region, the value of a foreign security traded on U.S. exchanges could be affected by, among other things, increasing price volatility, illiquidity, or the closure of the primary market on which the security (or the security underlying the ADR or GDR) is traded. You may lose money due to political, economic and geographic events affecting a foreign issuer or market. The Fund normally will not hedge any foreign currency exposure. **Future Expected Genomic Business Risk**. The Adviser may invest some of the Fund’s assets in Genomics Revolution Companies that do not currently derive a substantial portion of their current revenues from genomic-focused businesses and there is no assurance that any company will do so in the future, which may adversely affect the ability of the Fund to achieve its investment objective. **Emerging Market Securities Risk**. Investment in securities of emerging market issuers may present risks that are greater than or different from those associated with securities of developed market issuers due to less developed and liquid markets and such factors as increased economic, political, regulatory, or other uncertainties. **Cryptocurrency Risk**. Cryptocurrencies (also referred to as “virtual currencies” and “digital currencies”) are digital assets designed to act as a medium of exchange. Cryptocurrency is an emerging asset class. There are thousands of cryptocurrencies, the most well-known of which is bitcoin. The Fund may have exposure to cryptocurrencies, such as bitcoin indirectly through an investment in the Bitcoin Investment Trust (“GBTC”), a privately offered, open-end investment vehicle that invests in bitcoin. **Health Care Sector Risk**. The health care sector may be affected by government regulations and government health care programs, restrictions on government reimbursement for medical expenses, increases or decreases in the cost of medical products and services and product liability claims, among other factors. **Leverage Risk**. The use of leverage can create risks. Leverage can increase market exposure, increase volatility in the Fund, magnify investment risks, and cause losses to be realized more quickly. **New Fund Risk**. There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board may determine to liquidate the Fund if it determines that liquidation is in the best interest of shareholders. **Non-Diversification Risk**. The Fund is classified as a “non-diversified” investment company under the 1940 Act. Therefore, the Fund may invest a relatively higher percentage of its assets in a relatively smaller number of issuers or may invest a larger proportion of its assets in a single issuer. As a result, the gains and losses on a single investment may have a greater impact on the Fund’s NAV and may make the Fund more volatile than more diversified funds. The principal risks of investing in the ARK DIET Buffer ETFs include: **Limited Loss Risk.** There is no guarantee that the Fund will be successful in its strategy to limit the Fund's exposure to losses in the Underlying ETF’s share price to no more than 50% of the Fund’s NAV during the Outcome Period. In the event an investor purchases shares after the commencement of the Outcome Period or redeems shares prior to the end of the Outcome Period, the investor may not fully participate in the share price gains of the Underlying ETF beyond the Hurdle to which the Fund seeks to provide exposure. **Derivatives Risk.** Derivatives involve risks different from, and, in certain cases, greater than, the risks presented by more traditional investments. These include credit risk, liquidity risk, management risk and leverage risk. Derivative products are highly specialized instruments that require an understanding not only of the underlying instrument but also of the derivative itself, without the benefit of observing the performance of the derivative under all possible market conditions. The failure of another party to a derivative to comply with the terms may cause the Fund to incur a loss. Adverse changes in the value or level of the underlying asset, rate or index can result in a loss substantially greater than the amount invested in the derivative itself. **Option Writing Risk.** The Fund invests in options that derive their performance from the performance of the Underlying ETF. Writing and buying options are speculative activities and entail investment exposures that are greater than their cost would suggest, meaning that a small investment in an option could have a substantial impact on the performance of the Fund. The Fund’s use of options, due to the cost of the options, will reduce the Fund’s ability to get returns equal to the Underlying ETF. **FLEX Options Risk.** The Fund utilizes FLEX Options guaranteed for settlement by the OCC, and it bears the risk that the OCC will be unable or unwilling to perform its obligations under the FLEX Options contracts, which is a form of counterparty risk. Additionally, FLEX Options may be less liquid than certain other securities, such as standardized options. The Fund may experience substantial downside from certain FLEX Option positions, and FLEX Option positions may expire worthless. **Liquidity Risk.** The Fund may invest in securities or instruments that trade in lower volumes and may make investments that are illiquid or that may become less liquid in response to market developments or adverse investor perceptions. There is no guarantee that a liquid secondary trading market will exist for the listed and OTC options in which the Fund may invest. A less liquid trading market may adversely impact the value of the listed options and the value of your investment. **Other Investment Companies Risk.** In addition to investing in options, the Fund invests in the Underlying ETF, which is another investment company. Accordingly, shareholders will bear both their proportionate share of Fund expenses and, indirectly, the expenses of the Underlying ETF. Furthermore, the Fund is exposed to the risks to which the Underlying ETF may be subject. **New Fund Risk.** There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board may determine to liquidate the Fund if it determines that liquidation is in the best interest of shareholders. Liquidation of the Fund can be initiated without shareholder approval. As a result, the timing of the Fund’s liquidation may not be favorable. **Outcome Period Risk.** The Fund’s investment strategy is designed to deliver returns that match the Underlying ETF, subject to the Hurdle and the Fund's strategy to limit the Fund's exposure to losses in the Underlying ETF’s share price to no more than 50% of the Fund’s NAV during the Outcome Period, only if shares are bought by the first day of the Outcome Period and held until the end of the Outcome Period. If an investor purchases or sells shares during the Outcome Period, the returns realized by the investor will not match those that the Fund seeks to achieve. In addition, the Hurdle may change from one Outcome Period to the next within the range stated above and is unlikely to remain the same for consecutive Outcome Periods. Moreover, the Fund’s returns will be reduced by Fund fees and expenses as well as any brokerage commissions, trading fees, taxes and non-routine or extraordinary expenses incurred by the Fund throughout an Outcome Period. Accordingly, the performance of the Fund over an Outcome period will be reduced by these fees and expenses. Certain hyperlinks or referenced websites on this site may, for your convenience, forward you to third parties' websites, which generally are recognized by their top level domain name. Any descriptions of, references to, or links to other products, publications or services do not constitute an endorsement, authorization, sponsorship or affiliation with ARK with respect to any linked site or its sponsor, unless expressly stated by ARK. Any such information, products or sites have not necessarily been reviewed by ARK and are provided or maintained by third parties over whom ARK exercises no control. ARK expressly disclaims any responsibility for the content, the accuracy of the information, and/or the quality of products or services provided by or advertised on these third-party sites. ARK reserves the right to terminate any hyperlink or hyperlinking program at any time. ARK Investment Management LLC is the investment adviser to the ARK ETFs and the ARK Venture Fund. Foreside Fund Services, LLC, distributor. © 2026. ARK ETF Trust. ARK Venture Fund. No part of this material may be reproduced in any form, or referred to in any other publication, without written permission. DISCLOSURES The information included herein is provided for general information purposes only and is not an offer to sell securities of any investment fund or a solicitation of offers to buy any such securities. Securities of ARK Digital Asset Innovation Fund LP (the “Fund”) managed by ARK Investment Management LLC (“ARK”) are offered to qualified investors only by means of a complete offering memorandum and related subscription materials which contain significant additional information about the terms of an investment in the Fund (such documents, the “Offering Documents”). Any decision to invest must be based solely upon the information set forth in the Offering Documents regardless of any information investors may have been otherwise furnished. The description herein of the approach of ARK and the Fund’s strategy and investments is based on current expectations and should not be considered definitive or a guarantee that the approaches, strategies, returns, and investment portfolio will, in fact, possess these characteristics. An investment in the Fund involves a high degree of risk. There is no guarantee that the Fund’s investment objectives will be achieved. Past performance of these strategies is not necessarily indicative of future results. All investment involves risk including the loss of principal. Securities of the Fund are not registered with any regulatory authority, are offered pursuant to exemptions from such registration, and are subject to significant restrictions. Any opinions, projections, forecasts, and estimates contained herein are subject to change without notice and are based on certain assumptions. It can be expected that some or all of such assumptions will not materialize or will vary significantly from actual results. In addition, any such forward-looking statements included herein are subject to risks, uncertainties, and other unpredictable factors, many of which are beyond ARK’s and the Fund’s control. No representations or warranties are made as to the accuracy of any such forward-looking statements. RELATIONSHIP BETWEEN THE FUND AND ITS INVESTMENT PRINCIPALS As more fully disclosed in the Fund’s Confidential Private Placement Memorandum (the “Memorandum”), the Fund’s Investment Principals are Chris Pizzo and Kyle Schroeder. Chris Pizzo and Kyle Schroeder are not employees of ARK. They are investment principals to ARK pursuant to a consulting agreement and will receive a share of the Fund’s Management Fee and Carried Interest through their entity Druid Ventures, LLC, which is a non-managing member of the General Partner. Please see the Memorandum for additional information regarding the Fund’s team, including the Investment Principals. The General Partner is responsible for the business and affairs of the Fund, including, without limitation, the making and disposition of Portfolio Investments (as defined in the Memorandum). Portfolio Investments are expected to be sourced through the efforts and relationships of the Investment Manager. Portfolio Investment decisions will generally be made by the General Partner’s investment committee (the “Investment Committee”), which will initially consist of the following members: (i) Catherine D. Wood, Founder, Chief Executive Officer, and Chief Investment Officer, (ii) Frank Downing, Director of Research, Next Generation Internet, (iii) Lorenzo Valente, Director of Digital Assets, (iv) David Puell, Research Trading Analyst/APM, Digital Assets, (v) Chris Pizzo, Investment Principal, and (vi) Kyle Schroeder, Investment Principal. A decision by the Investment Committee will generally require the majority vote of its members, with a quorum for the Investment Committee consisting of three (3) members, provided that if only three members are present, a decision will require a unanimous vote. The General Partner may remove or add any members to the Investment Committee in its sole discretion; provided that in no event shall the number of members in the Investment Committee be fewer than three (3) members. The Investment Manager will source, negotiate, close, monitor, manage and service the Portfolio Investments of the Fund and provide recommendations to the General Partner concerning the making and disposition of Portfolio Investments, provided that ultimate authority over the making and disposition of such investments will be vested solely in the General Partner. The Investment Manager is also responsible for the day-to-day management of the Fund’s affairs. ©2026, ARK Investment Management LLC. No part of this material may be reproduced in any form, or referred to in any other publication, without the express written permission of ARK Investment Management LLC (“ARK”). **DISCLOSURES** The information included herein is provided for general information purposes only and is not an offer to sell securities of any investment fund or a solicitation of offers to buy any such securities. Securities of ARK Digital Asset Revolutions U.S. Fund LLC and ARK Digital Asset Revolutions Cayman Fund LLC (collectively, the “Funds”) managed by ARK Investment Management LLC (“ARK”) are offered to qualified investors only by means of a complete offering memorandum and related subscription materials which contain significant additional information about the terms of an investment in the Funds (such documents, the “Offering Documents”). Any decision to invest must be based solely upon the information set forth in the Offering Documents regardless of any information investors may have been otherwise furnished. The description herein of the approach of ARK and the Funds’ strategy and investments is based on current expectations and should not be considered definitive or a guarantee that the approaches, strategies, returns, and investment portfolio will, in fact, possess these characteristics. An investment in the Fund involves a high degree of risk. There is no guarantee that the Funds’ investment objectives will be achieved. Past performance of these strategies is not necessarily indicative of future results. All investment involves risk including the loss of principal. Securities of the Funds are not registered with any regulatory authority, are offered pursuant to exemptions from such registration, and are subject to significant restrictions. Any opinions, projections, forecasts, and estimates contained herein are subject to change without notice and are based on certain assumptions. It can be expected that some or all of such assumptions will not materialize or will vary significantly from actual results. In addition, any such forward-looking statements included herein are subject to risks, uncertainties, and other unpredictable factors, many of which are beyond ARK’s and the Funds’ control. No representations or warranties are made as to the accuracy of any such forward-looking statements. **INVESTOR SUITABILITY** An investment in the Fund is speculative and entails substantial risks, including the fact that such an investment would be illiquid and subject to significant restrictions on transferability. No market is expected to develop for interests in the Fund. Financial instruments and investment opportunities discussed or referenced herein may not be suitable for all investors, and potential investors must make an independent assessment of the appropriateness of any transaction in light of their own objectives and circumstances, including the possible risk and benefits of entering into such a transaction. An investor in the Fund could lose all or a substantial amount of his or her investment. Returns generated from an investment in the Fund may not adequately compensate investors for the business and financial risks assumed. The products and strategies in which the Fund expect to invest involve above-average risk. Please see the Risk Factors section of the relevant Confidential Private Placement Memorandum for certain risks associated with an investment in the Fund. ©2026, ARK Investment Management LLC. No part of this material may be reproduced in any form, or referred to in any other publication, without the express written permission of ARK Investment Management LLC (“ARK”). **Important Information** **Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investing. This and other information are contained in the ARK ETFs' prospectuses and summary prospectuses, which may be obtained by visiting www.ark-funds.com. The prospectus and summary prospectus should be read carefully before investing.** **An investment in an ARK DIET Buffer ETF is subject to risks and you can lose money on your investment in an ARK DIET Buffer ETF. There can be no assurance that the ARK DIET Buffer ETFs will achieve their investment objectives. The ARK DIET Buffer ETFs also have specific risks, which are described in their prospectuses.** **The ARK DIET Buffer ETFs have characteristics unlike traditional investment products and are not suitable for all investors.** The principal risks of investing in the **ARK DIET Buffer ETFs** include: ***Limited Loss Risk***. There is no guarantee that the Fund will be successful in its strategy to limit the Fund's exposure to losses in the Underlying ETF’s share price to no more than 50% of the Fund’s NAV during the Outcome Period. In the event an investor purchases shares after the commencement of the Outcome Period or redeems shares prior to the end of the Outcome Period, the investor may not fully participate in the share price gains of the Underlying ETF beyond the Hurdle to which the Fund seeks to provide exposure. ***Derivatives Risk***. Derivatives involve risks different from, and, in certain cases, greater than, the risks presented by more traditional investments. These include credit risk, liquidity risk, management risk and leverage risk. Derivative products are highly specialized instruments that require an understanding not only of the underlying instrument but also of the derivative itself, without the benefit of observing the performance of the derivative under all possible market conditions. The failure of another party to a derivative to comply with the terms may cause the Fund to incur a loss. Adverse changes in the value or level of the underlying asset, rate or index can result in a loss substantially greater than the amount invested in the derivative itself. ***Option Writing Risk***. The Fund invests in options that derive their performance from the performance of the Underlying ETF. Writing and buying options are speculative activities and entail investment exposures that are greater than their cost would suggest, meaning that a small investment in an option could have a substantial impact on the performance of the Fund. The Fund’s use of options, due to the cost of the options, will reduce the Fund’s ability to get returns equal to the Underlying ETF. ***FLEX Options Risk***. The Fund utilizes FLEX Options guaranteed for settlement by the OCC, and it bears the risk that the OCC will be unable or unwilling to perform its obligations under the FLEX Options contracts, which is a form of counterparty risk. Additionally, FLEX Options may be less liquid than certain other securities, such as standardized options. The Fund may experience substantial downside from certain FLEX Option positions, and FLEX Option positions may expire worthless. ***Liquidity Risk***. The Fund may invest in securities or instruments that trade in lower volumes and may make investments that are illiquid or that may become less liquid in response to market developments or adverse investor perceptions. There is no guarantee that a liquid secondary trading market will exist for the listed and OTC options in which the Fund may invest. A less liquid trading market may adversely impact the value of the listed options and the value of your investment. ***Other Investment Companies Risk***. In addition to investing in options, the Fund invests in the Underlying ETF, which is another investment company. Accordingly, shareholders will bear both their proportionate share of Fund expenses and, indirectly, the expenses of the Underlying ETF. Furthermore, the Fund is exposed to the risks to which the Underlying ETF may be subject. ***New Fund Risk***. There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board may determine to liquidate the Fund if it determines that liquidation is in the best interest of shareholders. Liquidation of the Fund can be initiated without shareholder approval. As a result, the timing of the Fund’s liquidation may not be favorable. ***Outcome Period Risk.*** The Fund’s investment strategy is designed to deliver returns that match the Underlying ETF, subject to the Hurdle and the Fund's strategy to limit the Fund's exposure to losses in the Underlying ETF’s share price to no more than 50% of the Fund’s NAV during the Outcome Period, only if shares are bought by the first day of the Outcome Period and held until the end of the Outcome Period. If an investor purchases or sells shares during the Outcome Period, the returns realized by the investor will not match those that the Fund seeks to achieve. In addition, the Hurdle may change from one Outcome Period to the next within the range stated above and is unlikely to remain the same for consecutive Outcome Periods. Moreover, the Fund’s returns will be reduced by Fund fees and expenses as well as any brokerage commissions, trading fees, taxes and non-routine or extraordinary expenses incurred by the Fund throughout an Outcome Period. Accordingly, the performance of the Fund over an Outcome period will be reduced by these fees and expenses. Shares of ARK ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns. **ARK Investment Management, LLC is the investment adviser to the ARK DIET Buffer ETFs.** **Foreside Fund Services LLC, distributor.** Not FDIC Insured – No Bank Guarantee – May Lose Value © 2026. ARK ETF Trust. No part of this material may be reproduced in any form, or referred to in any other publication, without written permission. Go to top CANCEL [PROCEED](https://www.ark-funds.com/funds/arkk)  Click for sound 21:00 ![Click to close video]()

The Premium/Discount chart shows the difference between the daily market price of the Fund’s shares and the Fund’s net asset value (“NAV”). The daily market price is calculated using the mid-point between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund’s NAV is calculated (usually 4:00 pm Eastern time). The vertical axis of the chart shows the premium or discount of the Mid-Point price as a percentage of the NAV. The horizontal axis shows the number of trading days covered by the chart, and each bar in the chart demonstrates how many days the Fund traded within the given premium/discount range. The data presented in the chart and table above represent past performance and cannot be used to predict future results. — **The principal risks of investing in the ARKK include: Equity Securities Risk.** The value of the equity securities the Fund holds may fall due to general market and economic conditions. **Foreign Securities Risk.** Investments in the securities of foreign issuers involve risks beyond those associated with investments in U.S. securities. Health Care Sector Risk. The health care sector may be adversely affected by government regulations and government health care programs. **Communications Sector Risk.** Companies is this sector may be adversely affected by potential obsolescence of products/services, pricing competition, research and development costs, substantial capital requirements and government regulation. **Information Technology Sector Risk.** Information technology companies face intense competition, both domestically and internationally, which may have an adverse effect on profit margins. Detailed information regarding the specific risks of ARKK ETF can be found in the prospectus. Additional risks of investing in ARKK include equity, market, management and non-diversification risks, as well as fluctuations in market value and NAV. An investment in an ETF is subject to risks and you can lose money on your investment in an ETF. There can be no assurance that the ETF will achieve its investment objective. The ETF’s portfolio is more volatile than broad market averages. Shares of ARKK are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. ETF shares may only be redeemed directly with the ETF at NAV by Authorized Participants, in very large creation units. There can be no guarantee that an active trading market for ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ETF shares on an exchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment returns.